Take a different approach to compliance 

The relationship between compliance and sales is critical for the success of any financial services business. But how can compliance teams ensure that firms are meeting legal requirements and are protected without being seen as holding the firm and sales team back?  

Join this exclusive two day seminar, organized by market leading compliance specialists Neopay, to learn how you can create a positive culture of compliance in your organization and how compliance can be positioned as a crucial element in driving business growth and evolution. Compliance can help drive sales and increase revenue; this event will help you identify what steps you need to take to make this a reality in your organization. 

Taking a different approach to how you think about compliance, this insightful event is rich with real-life examples, interactive sessions and networking opportunities.


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Location

Portales Corporate Center

4800 N. Scottsdale Road, Scottsdale, Arizona, 85251, USA

Date & Time

31 January 2019, 1pm - 5.30pm;      Evening Networking, 7pm onwards

1 February 2019, 10am - 1pm

Accommodation

A limited number of discounted rooms are available at the nearby Embassy Suites. Click here to book. 



Compliance For The Real World

brought to you by


Be Confident In Your Compliance


Agenda

Over two days, this though provoking event will cover the following: 

31 January 2019
Registration 12.30pm
Event 1pm - 5.30pm
Drinks reception 7pm


Creating a Culture of Compliance - getting behind the jargon
A focus on the elements of change that are necessary to establish the culture that businesses need to thrive. 

What is Your Proactive Management System?
How to transition from a reactive compliance management system  to a proactive one, creating a more efficient and effective business environment.

Risk Assessment Congruency
This session will cover the benefits of an accurate and complete risk assessment and how it impacts customer service, fraud, distribution channels, vendor selection and growth.  

1 February 2019
Check-in 9am
Event 10am - 1pm
 


Next Level Compliance Techniques
The benefits of automation and engaging with partners to achieve time saving and cost saving results.

Third Party Risk Management
Discussion of best practices of third party risk management in a practical environment.


Case Study Discussion
Interactive discussion with examples of the most common business issues in recent years and how the resulting improvements of the remedial effort justified the cost of the action.

Why attend?


Networking opportunities 
Several networking opportunities over both days to engage in open discussion and exchange expertise with peers and fellow business leaders.


Interactive sessions
The opportunity to have your voice heard at each session, through asking questions or sharing your experiences. 


Case Study discussions
Learn from real world examples and expert advice, how to overcome common business challenges affecting your organisation. 


Drinks reception
Join us at our drinks reception in Old Town Scottsdale for an evening of drinks and canapes, where you can continue to network or just unwind.





Exclusive seminar session with recognized implementational speaker, Ricky Mendez

Ricky is an expert on teaching mindset strategies that force you to take consistent action towards the life of your dreams! Whether your goals are financial, health, relationship or business, Ricky has helped businesses and individuals all over the globe create more prosperity.


Fireside chat with Mark Sumby, Senior Vice President at Central National Bank

A native of New Zealand, Mark Sumby is an experienced international businessman and payment industry expert. His career in payments spans more than 11 years and includes positions at Wildcard Systems, First Data Corporation, American Express and FCB Banks.

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